College Of Financial Planning Standards Of Professional Conduct

The Standards of Professional Conduct establish minimum standards of acceptable professional conduct for persons authorized to use the College's designations. Violations are subject to disciplinary procedures.

INTEGRITY

Provide professional services with integrity, honor, fairness, and dignity and maintain client trust and confidence.

OBJECTIVITY

Maintain objectivity and impartiality with respect to services rendered and advice given.

COMPETENCY

Maintain an adequate level of knowledge and skill and effectively apply that knowledge while recognizing its limitations.

CONFIDENTIALITY

Keep client information confidential, disclosing only when authorized or compelled by law.

PROFESSIONALISM

Comply with all laws and regulations as required and applicable, refraining from actions that bring dishonor to you or your profession.